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J.P. Morgan in Taiwan
JPMorgan Chase Bank, N.A., Taipei Branch Regulatory Disclosures
美商摩根大通 ( 原名大通 ) 銀行股份有限公司台北分公司及國際金融業務分行, 係依據中華民國法令規定於民國八十一年四月十七日奉准設立依民國九十年十月十二日經 ( 90 ) 商字第0900139520號核准, 與美商摩根銀行股份有限公司合併, 並更名為美商摩根大通銀行股份有限公司
本分公司主要營業項目為承辦各項存款、放款、保證、簽發信用狀、商業匯票之承兌、外匯匯兌,及財務顧問業務,目前之營運資金為新台幣貳億肆仟萬元
- 2020年第四季財務報告/Financial Statements as of Dec 31, 2020
- 2020年第三季財務報告/Financial Statements as of Sep 30, 2020
- 2020年第二季財務報告/Financial Statements as of Jun 30, 2020
- 2020年第一季財務報告/Financial Statements as of Mar 31, 2020
- 2019年第四季財務報告/Financial Statements as of Dec 31, 2019
- 2019年第三季財務報告/Financial Statements as of Sep 30, 2019
- 2019年第二季財務報告/Financial Statements as of Jun 30, 2019
- 2019年第一季財務報告 Financial Statements as of March 31, 2019
- 2020年內部控制制度聲明書/Internal Control Declaration for Y2020
- 2020年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2020
- 2019年內部控制制度聲明書/Internal Control Declaration for Y2019
- 2019年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2019
- 2018年內部控制制度聲明書/Internal Control Declaration for Y2018
- 2018年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2018
- 2017年內部控制制度聲明書/Internal Control Declaration for Y2017
- 2017年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2017
- 2016內部控制制度聲明書 / Internal Control Declaration for Y2016
- 2015年內部控制制度聲明書 / Internal Control Declaration for Y2015
- 2014年內部控制制度聲明書 / Internal Control Declaration for Y2014
- 2013年內部控制制度聲明書 / Internal Control Declaration for Y2013
- 2012年內部控制制度聲明書 / Internal Control Declaration for Y2012
- 2011年內部控制制度聲明書 / Internal Control Declaration for Y2011
- 2010年內部控制制度聲明書 / Internal Control Declaration for Y2010
- 2009年內部控制制度聲明書 / Internal Control Declaration for Y2009
- 2008年內部控制制度聲明書 / Internal Control Declaration for Y2008
- 2007年內部控制制度聲明書 / Internal Control Declaration for Y2007
- 2019年12月31日呆帳客戶資料揭露/ Bad debt Client Information Disclosure as of Dec.31, 2019
- 2018年12月31日呆帳客戶資料揭露/ Bad debt Client Information Disclosure as of Dec.31, 2018
- 2017年12月31日呆帳客戶資料揭露 / Bad debt Client Information Disclosure as of Dec. 31, 2017
- 2016年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec. 31, 2016
- 2015年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec. 31, 2015
- 2014年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec. 31, 2014
- 2013年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec. 31, 2013
- 2012年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2012
- 2011年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2011
- 2010年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2010
- 2009年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2009
- 2008年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2008
- 銀行收費標準 / Bank fee table
- 向金融消費者說明之重要內容暨風險揭露 / Important Notice and Risk Notice
- OBU人民幣業務專區 / OBU RMB business
- 辦理人民幣業務風險預告書 / RMB risk disclosure statement
- 美商摩根大通銀行台北分行新台幣存放款計息方式 / JPMorgan Chase Bank N.A. Taipei Branch NTD Deposit/Loan interest calculation method
- 信託業經營與管理人員之登錄情形查詢 / Inquiry on Registration Status of Trust Business Personnel
- 個人資料告知書 / Personal Data Disclosure Notice
- 客戶爭議處理 / Complaint Handling
- 重要通知:客戶身分持續確認措施 / The illustration of KYC renewal process
- 銀行兼營證券部門客戶告知事項 / Notice to Clients for Securities Investment
- 美商摩根大通銀行台北分行代理買賣外國債券業務居家辦公客戶告知事項 / Disclosure on Work-from-Home for Bond Agency Business
近來摩根大通集團旗下公司或部分客戶常有接獲疑似詐騙事件,以摩根大通集團旗下公司員工名義,透過臉書、網路或電話等方式佯稱合作投資外匯保證金交易業務,並可保證獲利。為避免 您的權益受損,摩根大通集團在此鄭重澄清,摩根大通集團在臺並無從事該業務,也未委託他人或員工於任何管道銷售或招攬該業務,如接獲類似業務招攬行為時,勿予回覆以免受騙。
JPMorgan companies and some of JPMorgan’s clients have recently encountered a number of suspected fraud cases, in which certain unauthorized persons have falsely assumed the sham identity of “JPMorgan employee” in soliciting foreign exchange margin trading businesses and guaranteeing returns through various channels, such as online social networks (e.g, Facebook), the Internet, or telephone calls. To prevent any harm to your interests, JPMorgan hereby clarifies that JPMorgan does not conduct any such foreign exchange margin trading business in Taiwan and has never engaged or authorized any person or employee to sell or solicit any such foreign exchange margin trading product or business. If you encounter any similar solicitation, please do not respond to it to avoid being defrauded.
請注意所公布之摩根大通銀行(下稱"本行")台北分行財務報表尚未經查核簽證,且該報表係依中華 民國一般公認會計原則編製。財務報表內容僅及於本行台北分行本身,不代表本行或其母公司–摩 根大通公司–之合併報表。由於其中資產負債表、損益表及其他文件與財務資訊尚未經查核簽證,本行以及其關係企業不保證其正確性及完整性,並不為任何錯誤或疏漏負任何責任。
Please note that the financial statements for the Taipei Branch of JPMorgan Chase Bank, N.A. (the "Bank") contained herein are unaudited statements. Such statements have been prepared in accordance with ROC GAAP. The statements contain information solely with respect to the Taipei Branch of the Bank and are not representative of the consolidated position of the Bank or its parent company, JPMorgan Chase & Co. As these balance sheets, income statements and other documents and financial information are not audited, no warranty of accuracy or completeness is given and no liability in respect of any errors or omissions, including any third party liability, is accepted by the Bank or any of its affiliates.
自我權益先認清
金融消費最安心
關心您的權益
0800-789-885
www.foi.org.tw
摩根大通證券股份有限公司
公告事項
J.P. Morgan Securities (Taiwan) Limited
Disclosures
摩根大通證券股份有限公司主機共置使用規則
J.P. Morgan Securities (Taiwan) Limited The Host Co-location Usage Rules
(壹) 法令依據
• 臺灣證券交易所股份有限公司主機共置(Co-Location)服務管理辦法
• 財團法人中華民國證券櫃檯買賣中心主機共置(Co-Location)服務管理辦法
Reference of Regulations:
• Taiwan Stock Exchange Corporation Co-Location Service Management Regulations
• Taipei Exchange Co-Location Service Management Regulations
(貳) 摩根大通證券股份有限公司(以下簡稱「本公司」)之主機共置使用規則如下:
1.本公司所提供之主機共置服務係由本公司及所屬之摩根大通亞太地區區域團隊(以下簡稱「摩根大通區域團隊」)共同管理。市場營銷、客戶選擇、信用/風險控制、文件處理、連線選項等則通常由摩根大通區域團隊領導。本公司是摩根大通集團在亞太地區眾多分支機構其中之一,且必須依照並遵守該區域團隊在平台提供方面的指導。
本公司應遵循摩根大通區域團隊就主機共置使用規則之指導。
本公司每半年定期檢視一次符合使用主機共置服務資格的客戶名單,並留存紀錄。
客戶使用主機共置服務之資格審查標準係根據該名客戶在前一年度透過本公司經紀成交之交易量、或給付予本公司之經紀費等項目是否超過以下第1點及第2點分別所列最低門檻,或如非本公司現有客戶,是否符合以下第3點條件 (三者擇一),以確定客戶是否可使用臺灣主機共置服務:
1)在前一年度透過本公司經紀成交之交易量總計應超過本公司該年度總經紀交易量的 40%;
2)在前一年度給付予本公司之經紀費總計應超過本公司該年度經紀費總收入的 30%;或
3)經摩根大通區域團隊評估所推薦之外國客戶,並經本公司董事長或總經理核可可使用主機共置服務者。
The Host Co-location Usage Rules of J.P. Morgan Securities (Taiwan) Limited (“JPMSTL”) is as below:
The host co-location service provided by JPMSTL is jointly managed by JPMSTL and its JPMorgan regional team in Asia Pacific (“JPM Regional Team”), but the marketing, selection of clients, credit/risk controls, documentation, connectivity options etc., are typically led by the JPM Regional Team. JPMSTL is one of the many members of JPMorgan Group located in the Asia Pacific region and must follow and comply with the regional team’s guidance with respect to the platform offering.
JPMSTL shall follow JPM Regional Team’s guidance on the Host Co-location Usage Rules.
JPMSTL periodically reviews the list of clients qualified for using the host co-location service on a half-yearly basis and retains the record of such review.
The criteria of a client’s qualification for using the host co-location service is reviewed based on whether the client's transaction volume through JPMSTL’s brokerage or the brokerage fees paid to JPMSTL in the preceding year exceeds the corresponding thresholds listed in 1) and 2) below, or in the case of a prospect, whether the prospect meets the condition in 3) below (a client or prospect meeting one of the three criteria listed below, as applicable, is eligible for using the host co-location service), so to determine whether a client is eligible for using the Taiwan host co-location service:
1)The client's transaction volume through JPMSTL’s brokerage in aggregate in the preceding year exceeds 40% of JPMSTL’s total brokerage trading volume in that year;
2)The brokerage fees paid by the client to JPMSTL in aggregate in the preceding year exceeds 30% of JPMSTL’s total brokerage fee revenue in that year; or
3)In the case of a prospect, the prospect is a foreign client evaluated and recommended by JPM Regional Team and is approved by the Chairman or General Manager of JPMSTL for using the host co-location service.
2. 主機共置使用規則之制定及其修訂經本公司董事長及總經理核准後生效:
核准制定日期: 109年11月5日
核准修訂日期: 110年2月4日
The creation of the Host Co-location Usage Rules and amendments thereof shall take effect upon approval by JPMSTL’s Chairman and General Manager:
Approved Creation Date: 5 November 2020
Approved Amendment Date: 4 February 2021
主旨: 摩根大通證券股份有限公司(下稱「本公司」)向金融監督管理委員會(下稱「主管機關」)申請證券商居家辦公已獲核准。
日期: 中華民國110年2月19日
說明: 本公司為因應嚴重特殊傳染性肺炎 (COVID-19)疫情,已向主管機關呈送證券業務居家辦公應變計畫,並經主管機關於 110 年2 月19日核准在案。經主管機關核准之本公司居家辦公營運模式相關內容包含客戶隱私、資料及記錄之安全性保護措施、居家辦公管控措施等。啟動證券業務居家辦公不影響本公司日常業務營運。
Subject: J.P. Morgan Securities (Taiwan) Limited’s (the “Company”) Work-From-Home Plan has been approved by the Financial Supervisory Commission (the “Regulator”).
Date: 19 February 2021
Illustration: In response to the severe and special infectious pneumonia (COVID-19) epidemic, the securities business home office contingency plan submitted by Company to the Regulator has been approved on 19 February 2021. The relevant content of the Company's home office operation model approved by the Regulator includes customer privacy, data and record security protection measures, home office control measures, etc. Starting securities business home office will not affect the Company's usual business operations.
Global Regulatory Disclosures
Changes to Interbank Offered Rates (IBORS) and other benchmark rates
J.P. Morgan Corporate & Investment Bank Spot FX Disclosures
Disclosure to Wholesale Fixed Income, Currency, Commodities and Equities Products Clients
Notice to commercial customers - Regulation GG
Government Sponsored Enterprises Disclosure
J.P. Morgan Capital Introduction Program Disclosure
Notice to Australian clients - ASIC Class Orders
Notice to Canadian clients - Reliance on International Dealer Exemption
Statement of Material Auction Practices and Procedures
Fixed Income, Currency and Commodity Markets Standards Board (FMSB) Adherence Statement
Statement of Commitment to the FX Global Code
Statement of Commitment to the Global Precious Metals Code JPMorgan Chase Bank, N.A. - London Branch
Statement of Commitment to the Global Precious Metals Code J.P. Morgan Securities plc
Statement of General Principles with respect to Allocations and Marketing of Securities
By Regulation
Central Securities Depositories Regulation (CSDR) Participant Disclosure: J.P. Morgan Securities LLC
Central Securities Depositories Regulation (CSDR) Participant Disclosure: J.P. Morgan Securities plc
Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: J.P. Morgan AG
EMIR Clearing Member Disclosure (JPMorgan Chase Bank)
EMIR Clearing Member Disclosure (J.P. Morgan Securities LLC)
EMIR and MiFIR Clearing Member Disclosure (J.P. Morgan Securities plc)
EMIR and MiFIR Clearing Member Disclosure (J.P. Morgan AG)
EMIR Clearing Member Pricing Disclosure (JPMorgan Chase Bank) – Securities Clearing
EMIR Clearing Member Pricing Disclosure (J.P. Morgan Securities plc) – Securities Clearing
EMIR: Intragroup Margin Requirement Exemptions
MiFIR Clearing Member Disclosure for MiFIR Indirect Clearing (J.P. Morgan Securities LLC)
JPMorgan Chase Bank N.A., Paris Branch Payments Services Complaints Process
J.P. Morgan Payment Service User Terms and Conditions (English)
J.P. Morgan Payment Service User Terms and Conditions – German Country Schedule (English)
J.P. Morgan Payment Service User Terms and Conditions (German)
J.P. Morgan Payment Service User Terms and Conditions – German Country Schedule (German)
By Business
Terms of Business Applicable to Securities Transactions on Asia Pacific (ex-Japan) Markets
Investment Bank Legal Entity Disclosures
Trade Matching and “Last Look” in the Wholesale Electronic Foreign Exchange and Commodities Markets
High and Low Rates in the Wholesale Foreign Exchange Market
J.P. Morgan Global Research Company-Specific and Other Regulatory Disclosures
Prime Finance Business Disclaimer
External Business Conduct Disclosure
J.P. Morgan Markets Disclosures
J.P. Morgan Securities LLC Special Disclosure Statement and Regulatory Disclosures
Key Investor Information Documents Relating to UCITS Funds
Time Deposit Terms
Time Deposit Terms – JPMorgan Chase Bank, N.A., London branch
Time Deposit Terms – J.P. Morgan Securities plc
Money Market Transactions
Money Market Transactions – JPMorgan Chase Bank, N.A. Bangkok Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Ho Chi Minh City Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Manila Branch
Money Market Transactions – JPMorgan International Finance Ltd., Manila Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Seoul Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Tianjin Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Shanghai Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Beijing Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Guangzhou Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Chengdu Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Harbin Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Suzhou Branch
Money Market Transactions – JPMorgan (South East Asia) Limited
Money Market Transactions – JPMorgan Chase Bank, N.A. Singapore Branch
Money Market Transactions – JPMorgan Securities Asia (PTE) Limited
Money Market Transactions – JPMorgan Chase Bank, N.A. Sydney Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. New Zealand Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Mumbai Branch
Money Market Transactions – JPMorgan Securities India
Money Market Transactions – JPMorgan Chase Bank, N.A. Taipei Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Tokyo Branch
Money Market Transactions – JPMorgan Securities Japan
Money Market Transactions – JPMorgan Chase Bank, N.A. Labuan Branch
Money Market Transactions – JPMorgan Chase Bank Berhad Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Hong Kong Branch
Money Market Transactions – JPMorgan Securities (Asia Pacific) Limited
Money Market Transactions – JPMorgan Chase Bank, N.A. Jakarta Branch
By Legal Entity
CFTC Rule 1.55(k) and 1.55(o): FCM-Specific Disclosure Document
JPMorgan-Securities-LLC-Special-Disclosure-Statement-and-Regulatory-Disclosures
J.P. Morgan Securities LLC (“JPMS”) Regulatory Disclosures – Fixed Income
Rule 5320 – Prohibition Against Trading Ahead of Customer Orders
Rule 5270 – Prohibition on Front Running Customer Block Transactions
Disclosure to Clients for Compliance with FINRA Rule 4370
JPMS Large Trader LTID Disclosure Form
Disclosure of SEC Required Order Execution Information
J.P. Morgan Securities Inc. Name Change to J.P. Morgan Securities LLC
Institutional Brokerage business of JPMS ERISA Section 408(b)(2) Disclosure
U.S. Corporate & Investment Bank Privacy Notice
Important Notice Regarding Callable Securities
Client Statement Disclosure for Futures and Foreign Equity Options
By Region
APAC Legal Entity Information – Incorporation Details & Regulatory Status Disclosures
Asian Transaction Disclosures (Trading Asian Markets using Electronic Connectivity)
China: China Connect Terms and Disclosures
China: China ST Stocks Risk Disclosure Statement
Japan: J.P. Morgan Securities LLC (Gentan)
Singapore: Direct Market Access
Singapore: Singapore Investor Handbook
Hong Kong Disclosures
- Hong Kong: J.P. Morgan Securities (Asia Pacific) Limited - CG-1 Disclosures
- Hong Kong: Order Handling Policy and Best Execution Arrangement of JPMHK
- Hong Kong: Complaint Handling Procedure
- Hong Kong: Automated Trading Services
- Hong Kong: Short Sales on the Hong Kong Stock Exchange
- Hong Kong: Hong Kong Electronic Trading Rules – Sub-Delegation of Direct Market Access
- Hong Kong: JPM-X Guidelines
- Disclosure obligation under Hong Kong Takeover Code
Australia & New Zealand Disclosures
Notice to Canadian clients – Reliance on International Dealer Exemption
Material Safety Data Sheets for products issued by J.P. Morgan Ventures Energy Corporation
EMEA Legal Entity Information – Incorporation Details & Regulatory Status Disclosures
Governance
Terms of Business
- Terms of Business for Eligible Counterparties
- Terms of Business for Professional Clients
- Terms of Business For Professional Clients - JPM AG and JPM Dublin plc
- Terms of Business For Eligible Counterparties - JPM AG and JPM Dublin plc
- Terms of Business – J.P. Morgan Credit Institutions
- Terms of Business – Client Money Rules
Russia: Short sales on the Russian Stock Exchanges
United Kingdom
- Execution Policy
- J.P. Morgan Execution Policy
- Appendix 1 – List of Execution Venues
- Appendix 2 – EMEA Cash Equities Execution Policy
- Appendix 3 – EMEA Exchange Traded Derivatives (ETD) Execution Policy
- Appendix 4 – EMEA Securities Services Execution Policy
- Appendix 5 – EMEA Fixed Income, Currency, Commodities and OTC Equity Derivatives Execution Policy
- Appendix 6 – J.P. Morgan Mansart: Execution Policy
- Supplementary Information
- Corporate Access Services provided by J.P. Morgan Securities plc
- Costs and Charges Ex-Ante Disclosure
- J.P. Morgan Europe Limited Complaints Data
- UK Gender Pay Gap Reports
- 2017 UK Gender Pay Gap Disclosure
- Systematic Internaliser – Commercial Policy
- Product and Services Risk Disclosures
- Central Securities Depositories Regulation (CSDR) Costs Disclosure: JPMorgan Chase Bank, N.A., London Branch; J.P. Morgan AG; J.P. Morgan (Suisse) S.A.; J.P. Morgan Bank (Ireland) plc; J.P. Morgan Bank Luxembourg S.A.; and JPMorgan Chase Bank N.A.
- Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: JPMorgan Chase Bank N.A., London Branch
- Approach to Product Governance in Wholesale Markets
- UK Complaints Handling Process For Specified Legal Entities
France
Poland
Switzerland
- Deposit Insurance in Switzerland – esisuisse
- Ombudsman Affiliation as per Financial Services Act (FinSA)
Regulatory Inspections
- Summary report from exam conducted in February 2019 by the Danish Financial Supervisory Authority (Finanstilsynet) on J.P. Morgan’s depositary services can be found here in Danish
Learn more
Further regulatory and financial information relating to JPMorgan Chase & Co. can be found in Investor Relations. For additional country-specific regulatory information, please Select another country.
J.P. Morgan is a marketing name for businesses of JPMorgan Chase & Co. and its subsidiaries and affiliates worldwide.
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