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J.P. Morgan in Taiwan
JPMorgan Chase Bank, N.A., Taipei Branch Regulatory Disclosures
美商摩根大通 ( 原名大通 ) 銀行股份有限公司台北分公司及國際金融業務分行, 係依據中華民國法令規定於民國八十一年四月十七日奉准設立依民國九十年十月十二日經 ( 90 ) 商字第0900139520號核准, 與美商摩根銀行股份有限公司合併, 並更名為美商摩根大通銀行股份有限公司
本分公司主要營業項目為承辦各項存款、放款、保證、簽發信用狀、商業匯票之承兌、外匯匯兌,及財務顧問業務,目前之營運資金為新台幣貳億肆仟萬元
- 2022年第三季財務報告/Financial Statements as of Sep 30, 2022
- 2022年第二季財務報告/Financial Statements as of Jun 30, 2022
- 2022年第一季財務報告/Financial Statements as of Mar 31, 2022
- 2021年會計師查核財務報告/2021 Audited Financial Statements
- 2021年第四季財務報告/Financial Statements as of Dec 31, 2021
- 2021年第三季財務報告/Financial Statements as of Sep 30, 2021
- 2021年第二季財務報告/Financial Statements as of Jun 30, 2021
- 2021年第一季財務報告/Financial Statements as of Mar 31, 2021
- 2021年內部控制制度聲明書/Internal Control Declaration for Y2021
- 2021年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2021
- 2020年內部控制制度聲明書/Internal Control Declaration for Y2020
- 2020年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2020
- 2019年內部控制制度聲明書/Internal Control Declaration for Y2019
- 2019年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2019
- 2018年內部控制制度聲明書/Internal Control Declaration for Y2018
- 2018年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2018
- 2017年內部控制制度聲明書/Internal Control Declaration for Y2017
- 2017年防制洗錢及打擊資恐內部控制制度聲明書/AML Internal Control Declaration for Y2017
- 2016內部控制制度聲明書 / Internal Control Declaration for Y2016
- 2015年內部控制制度聲明書 / Internal Control Declaration for Y2015
- 2014年內部控制制度聲明書 / Internal Control Declaration for Y2014
- 2013年內部控制制度聲明書 / Internal Control Declaration for Y2013
- 2012年內部控制制度聲明書 / Internal Control Declaration for Y2012
- 2011年內部控制制度聲明書 / Internal Control Declaration for Y2011
- 2010年內部控制制度聲明書 / Internal Control Declaration for Y2010
- 2009年內部控制制度聲明書 / Internal Control Declaration for Y2009
- 2008年內部控制制度聲明書 / Internal Control Declaration for Y2008
- 2007年內部控制制度聲明書 / Internal Control Declaration for Y2007
- 2021年12月31日呆帳客戶資料揭露/ Bad debt Client Information Disclosure as of Dec.31, 2021
- 2020年12月31日呆帳客戶資料揭露/ Bad debt Client Information Disclosure as of Dec.31, 2020
- 2019年12月31日呆帳客戶資料揭露/ Bad debt Client Information Disclosure as of Dec.31, 2019
- 2018年12月31日呆帳客戶資料揭露/ Bad debt Client Information Disclosure as of Dec.31, 2018
- 2017年12月31日呆帳客戶資料揭露 / Bad debt Client Information Disclosure as of Dec. 31, 2017
- 2016年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec. 31, 2016
- 2015年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec. 31, 2015
- 2014年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec. 31, 2014
- 2013年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec. 31, 2013
- 2012年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2012
- 2011年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2011
- 2010年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2010
- 2009年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2009
- 2008年12月31日呆帳客戶資料揭露 / Bad Debt Client Information Disclosure as of Dec 31, 2008
- 銀行收費標準 / Bank fee table
- 向金融消費者說明之重要內容暨風險揭露 / Important Notice and Risk Notice
- OBU人民幣業務專區 / OBU RMB business
- 辦理人民幣業務風險預告書 / RMB risk disclosure statement
- 美商摩根大通銀行台北分行新台幣存放款計息方式 / JPMorgan Chase Bank N.A. Taipei Branch NTD Deposit/Loan interest calculation method
- 信託業經營與管理人員之登錄情形查詢 / Inquiry on Registration Status of Trust Business Personnel
- 個人資料告知書 / Personal Data Disclosure Notice
- 客戶爭議處理 / Complaint Handling
- 重要通知:客戶身分持續確認措施 / The illustration of KYC renewal process
- 銀行兼營證券部門客戶告知事項 / Notice to Clients for Securities Investment
- 證券業務居家辦公客戶告知事項 / Disclosure on Work-from-Home for Securities Business
近來摩根大通集團旗下公司或部分客戶常有接獲疑似詐騙事件,以摩根大通集團旗下公司員工名義,透過臉書、網路或電話等方式佯稱合作投資外匯保證金交易業務,並可保證獲利。為避免 您的權益受損,摩根大通集團在此鄭重澄清,摩根大通集團在臺並無從事該業務,也未委託他人或員工於任何管道銷售或招攬該業務,如接獲類似業務招攬行為時,勿予回覆以免受騙。
JPMorgan companies and some of JPMorgan’s clients have recently encountered a number of suspected fraud cases, in which certain unauthorized persons have falsely assumed the sham identity of “JPMorgan employee” in soliciting foreign exchange margin trading businesses and guaranteeing returns through various channels, such as online social networks (e.g, Facebook), the Internet, or telephone calls. To prevent any harm to your interests, JPMorgan hereby clarifies that JPMorgan does not conduct any such foreign exchange margin trading business in Taiwan and has never engaged or authorized any person or employee to sell or solicit any such foreign exchange margin trading product or business. If you encounter any similar solicitation, please do not respond to it to avoid being defrauded.
請注意所公布之摩根大通銀行(下稱"本行")台北分行財務報表尚未經查核簽證,且該報表係依中華 民國一般公認會計原則編製。財務報表內容僅及於本行台北分行本身,不代表本行或其母公司–摩 根大通公司–之合併報表。由於其中資產負債表、損益表及其他文件與財務資訊尚未經查核簽證,本行以及其關係企業不保證其正確性及完整性,並不為任何錯誤或疏漏負任何責任。
Please note that the financial statements for the Taipei Branch of JPMorgan Chase Bank, N.A. (the "Bank") contained herein are unaudited statements. Such statements have been prepared in accordance with ROC GAAP. The statements contain information solely with respect to the Taipei Branch of the Bank and are not representative of the consolidated position of the Bank or its parent company, JPMorgan Chase & Co. As these balance sheets, income statements and other documents and financial information are not audited, no warranty of accuracy or completeness is given and no liability in respect of any errors or omissions, including any third party liability, is accepted by the Bank or any of its affiliates.
自我權益先認清
金融消費最安心
關心您的權益
0800-789-885
www.foi.org.tw
摩根大通證券股份有限公司
公告事項
J.P. Morgan Securities (Taiwan) Limited Disclosures
主旨: 摩根大通證券股份有限公司(下稱「本公司」)向金融監督管理委員會(下稱「主管機關」)申請證券商居家辦公已獲核准。
日期: 中華民國110年2月19日
說明: 本公司為因應嚴重特殊傳染性肺炎 (COVID-19)疫情,已向主管機關呈送證券業務居家辦公應變計畫,並經主管機關於 110 年2 月19日核准在案。經主管機關核准之本公司居家辦公營運模式相關內容包含客戶隱私、資料及記錄之安全性保護措施、居家辦公管控措施等。啟動證券業務居家辦公不影響本公司日常業務營運。
Subject: J.P. Morgan Securities (Taiwan) Limited’s (the “Company”) Work-From-Home Plan has been approved by the Financial Supervisory Commission (the “Regulator”).
Date: 19 February 2021
Illustration: In response to the severe and special infectious pneumonia (COVID-19) epidemic, the securities business home office contingency plan submitted by Company to the Regulator has been approved on 19 February 2021. The relevant content of the Company's home office operation model approved by the Regulator includes customer privacy, data and record security protection measures, home office control measures, etc. Starting securities business home office will not affect the Company's usual business operations.
GreenSaif Pipelines Bidco S.à r.l. U.S.$1,500,000,000 6.510% Notes due 2042
Global Regulatory Disclosures
Changes to Interbank Offered Rates (IBORS) and other benchmark rates
J.P. Morgan Corporate & Investment Bank Spot FX Disclosures
Disclosure to Wholesale Fixed Income, Currency, Commodities and Equities Products Clients
Notice to commercial customers - Regulation GG
Government Sponsored Enterprises Disclosure
J.P. Morgan Capital Introduction Program Disclosure
Notice to Australian clients - ASIC Class Orders
Notice to Canadian clients - Reliance on International Dealer Exemption
Statement of Material Auction Practices and Procedures
Financial Markets Standards Board
Statement of Commitment to the FX Global Code
FX Global Code - J.P. Morgan Chase & Co Liquidity Provider Cover Sheet
Statement of Commitment to the Global Precious Metals Code JPMorgan Chase Bank, N.A. - London Branch
Statement of Commitment to the Global Precious Metals Code J.P. Morgan Securities plc
Statement of General Principles with respect to Allocations and Marketing of Securities
By Regulation
FRANDT - OTC Clearing Onboarding Process (J.P. Morgan SE)
FRANDT - RFP Template (J.P. Morgan SE)
EMIR Clearing Member Disclosure (JPMorgan Chase Bank)
EMIR Clearing Member Disclosure (J.P. Morgan Securities LLC)
EMIR and MiFIR Clearing Member Disclosure (J.P. Morgan Securities plc)
EMIR and MiFIR Clearing Member Disclosure (J.P. Morgan SE)
EMIR Clearing Member Pricing Disclosure (JPMorgan Chase Bank) – Securities Clearing
EMIR Clearing Member Pricing Disclosure (J.P. Morgan Securities plc) – Securities Clearing
EMIR: Intragroup Margin Requirement Exemptions
MiFIR Clearing Member Disclosure for MiFIR Indirect Clearing (J.P. Morgan Securities LLC)
J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (English)
J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy (English)
J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (German)
J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy(German)
J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (Spanish)
J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy (Spanish)
J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (Italian)
J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy (Italian)
J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (Catalan)
J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy (Catalan)
J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy - UK Only
Securities Financing Transactions Regulation (SFTR) Information Statement (English)
Securities Financing Transactions Regulation (SFTR) Information Statement (French)
Securities Financing Transactions Regulation (SFTR) Information Statement (German)
Securities Financing Transaction Regulation (SFTR) UK Information Statement (English Version)
By Business
Terms of Business Applicable to Securities Transactions on Asia Pacific (ex-Japan) Markets
Investment Bank Legal Entity Disclosures
Trade Matching and “Last Look” in the Wholesale Electronic Foreign Exchange and Commodities Markets
High and Low Rates in the Wholesale Foreign Exchange Market
J.P. Morgan Global Research Company-Specific and Other Regulatory Disclosures
Prime Finance Business Disclaimer
External Business Conduct Disclosure
J.P. Morgan Markets Disclosures
J.P. Morgan Securities LLC Special Disclosure Statement and Regulatory Disclosures
Key Investor Information Documents Relating to UCITS Funds
Global Cash Equities Alpha Capture Disclaimer
J.P. Morgan Capital Advisory Group Disclosure
India Product Disclosure Statements
Investment Banking Marketing disclosure - August 2022
Private Bank and Private Wealth Management Legal Entity Disclosures
U.S. Corporate & Investment Bank Privacy Notice
Private Bank and J.P. Morgan Securities Swap Dealer Associated Persons Disclosures
Private Bank Risk Disclosure Booklet (excluding Trust & Estate) (for Managed Investments)
Private Bank Trust & Estate Risk Disclosure Booklet (for Managed Investments)
Risks of Certain Investments for Private Bank and J.P. Morgan Securities
Equity Market Transactions Fees and Charges
Summary of Pricing and Allocation Policy
Summary of our Best Execution Policy / Guideline – Asia Private Bank
Time Deposit Terms
Time Deposit Terms – JPMorgan Chase Bank, N.A., London branch
Time Deposit Terms – J.P. Morgan Securities plc
Money Market Transactions
Money Market Transactions – JPMorgan Chase Bank, N.A. Bangkok Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Ho Chi Minh City Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Manila Branch
Money Market Transactions – JPMorgan International Finance Ltd., Manila Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Seoul Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Tianjin Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Shanghai Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Beijing Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Guangzhou Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Chengdu Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Harbin Branch
Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Suzhou Branch
Money Market Transactions – JPMorgan (South East Asia) Limited
Money Market Transactions – JPMorgan Chase Bank, N.A. Singapore Branch
Money Market Transactions – JPMorgan Securities Asia (PTE) Limited
Money Market Transactions – JPMorgan Chase Bank, N.A. Sydney Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. New Zealand Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Mumbai Branch
Money Market Transactions – JPMorgan Securities India
Money Market Transactions – JPMorgan Chase Bank, N.A. Taipei Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Tokyo Branch
Money Market Transactions – JPMorgan Securities Japan
Money Market Transactions – JPMorgan Chase Bank, N.A. Labuan Branch
Money Market Transactions – JPMorgan Chase Bank Berhad Branch
Money Market Transactions – JPMorgan Chase Bank, N.A. Hong Kong Branch
Money Market Transactions – JPMorgan Securities (Asia Pacific) Limited
Money Market Transactions – JPMorgan Chase Bank, N.A. Jakarta Branch
By Legal Entity
CFTC Rule 1.55(k) and 1.55(o): FCM-Specific Disclosure Document
JPMorgan-Securities-LLC-Special-Disclosure-Statement-and-Regulatory-Disclosures
J.P. Morgan Securities LLC (“JPMS”) Regulatory Disclosures – Fixed Income
Rule 5320 – Prohibition Against Trading Ahead of Customer Orders
Rule 5270 – Prohibition on Front Running Customer Block Transactions
Disclosure to Clients for Compliance with FINRA Rule 4370
JPMS Large Trader LTID Disclosure Form
Disclosure of SEC Required Order Execution Information
J.P. Morgan Securities Inc. Name Change to J.P. Morgan Securities LLC
Institutional Brokerage business of JPMS ERISA Section 408(b)(2) Disclosure
U.S. Corporate & Investment Bank Privacy Notice
Important Notice Regarding Callable Securities
Client Statement Disclosure for Futures and Foreign Equity Options
By Region
APAC Pacific Equities IOI Charter – Due Diligence Questionnaire
Singapore: Best Execution Arrangement
APAC Legal Entity Information – Incorporation Details & Regulatory Status Disclosures
Asian Transaction Disclosures (Trading Asian Markets using Electronic Connectivity)
China: China Connect Terms and Disclosures
China: China ST Stocks Risk Disclosure Statement
Japan: J.P. Morgan Securities LLC (Gentan)
Singapore: Direct Market Access
Singapore: Singapore Investor Handbook
JP Morgan to offer agency trading on SG dual listed PH stock
Hong Kong Disclosures
- Hong Kong: J.P. Morgan Securities (Asia Pacific) Limited - CG-1 Disclosures
- Hong Kong: Order Handling Policy and Best Execution Arrangement of JPMHK
- Hong Kong: Complaint Handling Procedure
- Hong Kong: Automated Trading Services
- Hong Kong: Short Sales on the Hong Kong Stock Exchange
- Hong Kong: Hong Kong Electronic Trading Rules – Sub-Delegation of Direct Market Access
- Hong Kong: JPM-X Guidelines
- Hong Kong: Terms in relation to the secondary trading of SPACs listed on the Stock Exchange of Hong Kong
- Disclosure obligation under Hong Kong Takeover Code
Australia & New Zealand Disclosures
- Notice to Australian clients - ASIC Class Orders
- Australia: JPM-X General Disclosure
- Australia: Best Execution Disclosure
- Australia: Client Order Priority and Allocation Disclosure
Notice to Canadian clients – Reliance on International Dealer Exemption
Material Safety Data Sheets for products issued by J.P. Morgan Ventures Energy Corporation
EMEA Legal Entity Information – Incorporation Details & Regulatory Status Disclosures
Governance
Terms of Business
- Terms of Business for Eligible Counterparties
- Terms of Business for Professional Clients
- Terms of Business For Professional Clients - JPM SE and JPM Dublin plc
- Terms of Business For Eligible Counterparties - JPM SE and JPM Dublin plc
- Terms of Business – J.P. Morgan Credit Institutions
- Terms of Business – Client Money Rules
Russia: Short sales on the Russian Stock Exchanges
United Kingdom
- PPN 6/21 Carbon Reduction Plan
- Execution Policy
- J.P. Morgan Execution Policy
- Appendix 1 – List of Execution Venues
- Appendix 2 – EMEA Cash Equities Execution Policy
- Appendix 3 – EMEA Exchange Traded Derivatives (ETD) Execution Policy
- Appendix 4 – EMEA Securities Services Execution Policy
- Appendix 5 – EMEA Fixed Income, Currency, Commodities and OTC Equity Derivatives Execution Policy
- Appendix 6 – J.P. Morgan Mansart: Execution Policy
- Supplementary Information
- Corporate Access Services provided by J.P. Morgan Securities plc
- Costs and Charges Ex-Ante Disclosure
- J.P. Morgan Europe Limited Complaints Data
- UK Gender Pay Gap Reports
- Systematic Internaliser – Commercial Policy
- Product and Services Risk Disclosures
- Central Securities Depositories Regulation (CSDR) Costs Disclosure: JPMorgan Chase Bank, N.A., London Branch; J.P. Morgan SE; J.P. Morgan (Suisse) S.A.; and JPMorgan Chase Bank N.A.
- Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: JPMorgan Chase Bank N.A., London Branch
- Approach to Product Governance in Wholesale Markets
- UK Complaints Handling Process For Specified Legal Entities
Ireland
France
Poland
Switzerland
- Deposit Insurance in Switzerland – esisuisse
- Ombudsman Affiliation as per Financial Services Act (FinSA)
Regulatory Inspections
- Summary report from exam conducted in February 2019 by the Danish Financial Supervisory Authority (Finanstilsynet) on J.P. Morgan’s depositary services can be found here in Danish
Learn more
Further regulatory and financial information relating to JPMorgan Chase & Co. can be found in Investor Relations. For additional country-specific regulatory information, please Select another country.
J.P. Morgan is a marketing name for businesses of JPMorgan Chase & Co. and its subsidiaries and affiliates worldwide.
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