Regulatory Disclosures

J.P. Morgan Clearing Corp.

Investment Bank / Private Bank / Private Wealth Management

Commercial Bank

Corporate Treasury

Asia Pacific Disclosures

Latin America Disclosures

EU Disclosures

South Africa Disclosures

Markets in Financial Instruments Directive (MiFID)

Other Markets Disclosures

  • * Disclosure of SEC Required Order Execution Information
    J.P. Morgan Securities LLC has contracted with a vendor, MarketSystems, Inc., to prepare statistical reports in accordance with Securities and Exchange Commission (SEC) Rules 605 and 606. Public review of the monthly statistical reports in compliance with SEC Rule 605 and SEC Rule 606 is available on the following link, www.tta.thomson.comlink to web page . Additional information regarding these SEC rules may be obtained from www.sec.govlink to web page or www.finra.orglink to web page .
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*** Please note: The Commodity Futures Trading Commission has determined that the Firm Specific Disclosures and financial information referenced in paragraph 12 are not required to be made available until July 12, 2014. 

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