Canada Disclosures

Deposits with JPMorgan Chase Bank, N.A., Toronto Branch, are not insured by the Canada Deposit Insurance Corporation.

Pursuant to the requirements under Canada’s Bank Act, J.P. Morgan Canada does not engage in coercive tied selling. This means that J.P. Morgan will not impose undue pressure on anyone to obtain a product or service as a condition for obtaining another product or service from J.P. Morgan. However, we may offer bundled products or services at prices which are lower than the sum of the prices of the items when sold individually.

Global Regulatory Disclosures

Disclosure Notices

Changes to Interbank Offered Rates (IBORS) and other benchmark rates

J.P. Morgan Corporate & Investment Bank Spot FX Disclosures

Disclosure to Wholesale Fixed Income, Currency, Commodities and Equities Products Clients

Notice to commercial customers - Regulation GG

Government Sponsored Enterprises Disclosure

J.P. Morgan Capital Introduction Program Disclosure

Notice to Australian clients - ASIC Class Orders

Notice to Canadian clients - Reliance on International Dealer Exemption

Statement of Material Auction Practices and Procedures

Wholesale Client Notice: Potential Impact on Payment and Settlement Activity if J.P. Morgan Group Experiences a Material Adverse Event

Financial Markets Standards Board

Statement of Commitment to the FX Global Code

FX Global Code - J.P. Morgan Chase & Co Liquidity Provider Cover Sheet

Statement of Commitment to the Global Precious Metals Code JPMorgan Chase Bank, N.A. - London Branch

Statement of Commitment to the Global Precious Metals Code J.P. Morgan Securities plc

Statement of General Principles with respect to Allocations and Marketing of Securities

Generally Applicable Disclosures

TLS Secure Email Disclaimer

J.P. Morgan Legal Entity Identifiers (LEI)

Email and Instant Messaging Disclaimer

Telephone Recording Disclosure

Social Media Terms and Conditions

Usage Terms - Data and Content

Tax and Legal Advice Disclaimer

Important Risk Information for Structured Products

Global Financial Crimes Compliance

Global AML Program

Wolfsberg FCCQ

Global Sanctions Program

USA PATRIOT Act Certification

Economic Sanctions

By Regulation

Central Securities Depositories Regulation (CSDR)

CSDR Client Briefing December 2021

CSDR_Client_briefing_Aug_2021

Central Securities Depositories Regulation (CSDR) Participant Disclosure: J.P. Morgan Securities LLC

Central Securities Depositories Regulation (CSDR) Participant Disclosure: J.P. Morgan Securities plc

Central Securities Depositories Regulation (CSDR) Costs Disclosure: J.P. Morgan LLC and J.P. Morgan plc

Central Securities Depositories Regulation (CSDR) Costs Disclosure: JPMorgan Chase Bank, N.A., London Branch; J.P. Morgan SE; J.P. Morgan (Suisse) S.A.; and JPMorgan Chase Bank N.A.

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: JPMorgan Chase Bank N.A., London Branch

Central Securities Depositories Regulation (CSDR), Article 38(5) and 38(6) Participant Disclosure Document: J.P. Morgan SE

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: J.P. Morgan (Suisse) S.A.

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: JPMorgan Chase Bank N.A.

Shareholder Rights Directive

Shareholder Rights Directive II - Securities Services Cost Disclosure

Dodd-Frank

External Business Conduct Disclosure

Volcker Family Wealth Management Vehicles Disclosure - Investments (J.P. Morgan Private Bank)

Volcker Family Wealth Management Vehicles Disclosure - Trusts (J.P. Morgan Private Bank)

Volcker Family Wealth Management Vehicles Disclosure (J.P. Morgan Securities)

Swiss Financial Services Act (FinSA)

FinSA Disclosures

Classification Criteria under the Swiss Financial Services Act

Employee Retirement Income Security Act (ERISA) and U.S. Department of Labor Fiduciary Rule

Notice to Clients of the Corporate & Investment Bank which are ERISA plans, plan fiduciaries or representatives, participants or beneficiaries, individualized retirement accounts (IRA) or IRA owners

ERISA – Cash Executions

408(b)(2) Disclosure for Security Services Clients

European Union Benchmarks Regulation (EU BMR) and United Kingdom Benchmarks Regulation (UK BMR)

Dynamic Platform Conflicts of Interest Disclosure

IOSCO, EU Benchmarks Regulation and UK Benchmarks Regulation Supplemental Disclosure

Dynamic Platform Complaints Procedure

EU Benchmarks Regulation and UK Benchmarks Regulation Compliance Statement

European Market Infrastructure Regulation (EMIR) and Markets in Financial Instruments Regulation (MiFIR)

FRANDT - OTC Clearing Onboarding Process (J.P. Morgan SE)

FRANDT - RFP Template (J.P. Morgan SE)

EMIR Clearing Member Disclosure (JPMorgan Chase Bank)

EMIR Clearing Member Disclosure (J.P. Morgan Securities LLC)

EMIR and MiFIR Clearing Member Disclosure (J.P. Morgan Securities plc)

EMIR and MiFIR Clearing Member Disclosure (J.P. Morgan SE)

EMIR and MiFIR Clearing Member Pricing Disclosure (J.P. Morgan Securities LLC, J.P. Morgan Securities plc and J.P. Morgan SE) – Cleared Derivatives

EMIR Clearing Member Pricing Disclosure (JPMorgan Chase Bank) – Securities Clearing

EMIR Clearing Member Pricing Disclosure (J.P. Morgan Securities plc) – Securities Clearing

EMIR: Intragroup Margin Requirement Exemptions

MiFIR Clearing Member Disclosure for MiFIR Indirect Clearing (J.P. Morgan Securities LLC)

Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS) — Tax

J.P. Morgan Tax Self Certification Forms

JPMorgan Pay by Bank and Account Information Services

J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (English)

J.P. Morgan Payment Initiation and Account Information Services - User Inquiries and Complaints Procedures (English)

J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy (English)

J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (German)

J.P. Morgan Payment Initiation and Account Information Services - User Inquiries and Complaints Procedures (German)

J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy(German)

J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (Spanish)

J.P. Morgan Payment Initiation and Account Information Services - User Inquiries and Complaints Procedures (Spanish)

J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy (Spanish)

J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (Italian)

J.P. Morgan Payment Initiation and Account Information Services - User Inquiries and Complaints Procedures (Italian)

J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy (Italian)

J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions (Catalan)

J.P. Morgan Payment Initiation and Account Information Services - User Inquiries and Complaints Procedures (Catalan)

J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy (Catalan)

J.P. Morgan Payment Initiation Services - Payment Service User Terms and Conditions - UK Only (English)

J.P. Morgan Payment Initiation Services - Payment Service User Inquiries and Complaints Procedures - UK Only

J.P. Morgan Payment Initiation and Account Information Service - Privacy Policy - UK Only

MiFID II – Revised Markets in Financial Instruments Directive (MiFID) and Markets in Financial Instruments Regulation (MiFIR)

MiFID II – Top ten client questions and how we can help

Complaints

Conflicts of Interest

Costs and Charges

Execution Policy

Execution Venue Reporting

Inducements

Market Encumbrance

Pre-Trade Transparency

Product Governance

Product and Services Risk Disclosures

Schedule of Product and Services Risk Disclosures

Payment Services Directive 2 (PSD2)

JPMorgan Chase Bank N.A., Paris Branch Payments Services Complaints Process

Regulation Best Interest (effective 6/29/2020)

J.P. Morgan Securities LLC Form CRS

Guide to Investment Services and Brokerage Products (J.P. Morgan Wealth Management –Includes services provided by J.P. Morgan Private Client Advisors located in Chase branches and J.P. Morgan Financial Advisors over the phone)

Guide to Investment Services and Brokerage Products (J.P. Morgan Private Bank)

Guide to Investment Services and Brokerage Products (J.P. Morgan Wealth Management-Includes services provided by J.P. Morgan Wealth Advisors or J.P. Morgan Wealth Partners)

Guide to Investment Banking Services and Prime Brokerage Services (J.P. Morgan Securities LLC)

Securities Financing Transactions Regulation (SFTR)

Securities Financing Transactions Regulation (SFTR) Information Statement (English)

Securities Financing Transactions Regulation (SFTR) Information Statement (French)

Securities Financing Transactions Regulation (SFTR) Information Statement (German)

Securities Financing Transaction Regulation (SFTR) UK Information Statement (English Version)

Sustainable Finance Disclosure Regulations (SFDR)

Article 3 Disclosure Document: J.P. Morgan SE

Article 4 Principal Adverse Sustainability Impacts Statement: J.P. Morgan SE

Article 5 Remuneration Policy Disclosure: Securities Services, J.P. Morgan SE

Article 6 Pre-contractual Disclosure of Sustainability Risk: J.P. Morgan SE

EU CCP Recovery and Resolution Regulation

By Business

Corporate Treasury

Time Deposit Terms

Time Deposit Terms – JPMorgan Chase Bank, N.A., London branch

Time Deposit Terms – J.P. Morgan Securities plc

Money Market Transactions

Money Market Transactions – JPMorgan Chase Bank, N.A. Bangkok Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Ho Chi Minh City Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Manila Branch

Money Market Transactions – JPMorgan International Finance Ltd., Manila Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Seoul Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Tianjin Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Shanghai Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Beijing Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Guangzhou Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Chengdu Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Harbin Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Suzhou Branch

Money Market Transactions – JPMorgan (South East Asia) Limited

Money Market Transactions – JPMorgan Chase Bank, N.A. Singapore Branch

Money Market Transactions – JPMorgan Securities Asia (PTE) Limited

Money Market Transactions – JPMorgan Chase Bank, N.A. Sydney Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. New Zealand Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Mumbai Branch

Money Market Transactions – JPMorgan Securities India

Money Market Transactions – JPMorgan Chase Bank, N.A. Taipei Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Tokyo Branch

Money Market Transactions – JPMorgan Securities Japan

Money Market Transactions – JPMorgan Chase Bank, N.A. Labuan Branch

Money Market Transactions – JPMorgan Chase Bank Berhad Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Hong Kong Branch

Money Market Transactions – JPMorgan Securities (Asia Pacific) Limited

Money Market Transactions – JPMorgan Chase Bank, N.A. Jakarta Branch

Securities Services

Fusion by J.P. Morgan Disclosures

Securities Services Marketing Disclosure – Global

By Legal Entity

J.P. Morgan Securities LLC

CFTC Rule 1.55(k) and 1.55(o): FCM-Specific Disclosure Document

JPMorgan-Securities-LLC-Special-Disclosure-Statement-and-Regulatory-Disclosures

J.P. Morgan Securities LLC (“JPMS”) Regulatory Disclosures – Fixed Income

Rule 5320 – Prohibition Against Trading Ahead of Customer Orders

Rule 5270 – Prohibition on Front Running Customer Block Transactions

Disclosure to Clients for Compliance with FINRA Rule 4370

JPMS Large Trader LTID Disclosure Form

Disclosure of SEC Required Order Execution Information

SEC Rule 605 Disclosure

J.P. Morgan Securities Inc. Name Change to J.P. Morgan Securities LLC

Institutional Brokerage business of JPMS ERISA Section 408(b)(2) Disclosure

U.S. Corporate & Investment Bank Privacy Notice

Important Notice Regarding Callable Securities

Client Statement Disclosure for Futures and Foreign Equity Options

Characteristics and Risks of Standardized Options

J.P. Morgan SE

J.P. Morgan SE Disclosure

Complaints Handling Process – Germany

Complaints Handling Process - J.P. Morgan SE - Dublin Branch

Complaints Handling Process - J.P. Morgan SE - Luxembourg Branch

J.P.Morgan Poland Services Sp. z o.o.

Informacja o realizowanej strategii podatkowej za 2021 r. - J.P.Morgan Poland Services - Information on the execution of tax strategy

Informacja o realizowanej strategii podatkowej za 2020 r. - J.P.Morgan Poland Services - Information on the execution of tax strategy

By Region

Asia Pacific Disclosures

APAC Pacific Equities IOI Charter – Due Diligence Questionnaire

Singapore: Best Execution Arrangement

APAC Legal Entity Information – Incorporation Details & Regulatory Status Disclosures

Asian Transaction Disclosures (Trading Asian Markets using Electronic Connectivity)

China: China Connect Terms and Disclosures

China: China ST Stocks Risk Disclosure Statement

Japan: J.P. Morgan Securities LLC (Gentan)

Singapore: Direct Market Access

Singapore: Singapore Investor Handbook

JP Morgan to offer agency trading on SG dual listed PH stock

Hong Kong Disclosures

Australia & New Zealand Disclosures

North America Disclosures

Notice to Canadian clients – Reliance on International Dealer Exemption

Material Safety Data Sheets for products issued by J.P. Morgan Ventures Energy Corporation

FERC Information

U.S. Corporate & Investment Bank Privacy Notice

EMEA Disclosures

EMEA Legal Entity Information – Incorporation Details & Regulatory Status Disclosures

EU e-Commerce Directive

Governance

Terms of Business

Russia: Short sales on the Russian Stock Exchanges

United Kingdom

Ireland

Ireland Gender Pay Gap Report

France

France Professional Equality Index for Men and Women

Poland

Disclosure In Relation To Trading In Shares On The Warsaw Stock Exchange Which Are Subject To Restrictions Under Category 3 Of Regulation S Under The United States Securities Act Of 1933, As Amended

Switzerland

Regulatory Inspections

Summary report from exam conducted in February 2019 by the Danish Financial Supervisory Authority (Finanstilsynet) on J.P. Morgan’s depositary services can be found here in Danish

Learn more

Further regulatory and financial information relating to JPMorgan Chase & Co. can be found in Investor Relations. For additional country-specific regulatory information, please Select another country.

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J.P. Morgan in Canada