IMPORTANT LEGAL ENTITY REGULATORY INFORMATION

JPMorgan Chase Bank, N.A. Riyadh Branch – Branch of a Foreign Company, Regulated by Saudi Arabian Monetary Authority (SAMA).
Commercial Registration No.1010215443 | License No.2031026500

JPMorgan Chase Bank N.A., Riyadh Branch

Al-Faisalia Tower, Level 25
PO Box 51907 Riyadh 11553
Tel: +966 11 299 3800
Building No: 7277
Postal Code: 12212
Additional No: 3333
Tel: (+966) 11 299 3800
Fax: (+966) 22 399 3830

Complaints

If you have any complaint, please contact us through the following:

By post*: Client Complaints Unit, JPMorgan Chase Bank, Riyadh Branch, Al Faisaliah Tower, Floor 25, PO BOX 51907 Riyadh 11553, Saudi Arabia
By email*: riyadh_client_escalation@jpmchase.com
By phone: +966 11 299 3899

*Please utilize the Complaints Form.

Global Regulatory Disclosures

Disclosure Notices

Changes to Interbank Offered Rates (IBORS) and other benchmark rates

J.P. Morgan Corporate & Investment Bank Spot FX Disclosures

Disclosure to Wholesale Fixed Income, Currency, Commodities and Equities Products Clients

Notice to commerical customers - Regulation GG

Government Sponsored Enterprises Disclosure

J.P. Morgan Capital Introduction Program Disclosure

Notice to Australian clients - ASIC Class Orders

Notice to Canadian clients - Reliance on International Dealer Exemption

Statement of Material Auction Practices and Procedures

Wholesale Client Notice: Potential Impact on Payment and Settlement Activity if J.P. Morgan Group Experiences a Material Adverse Event

Fixed Income, Currency and Commodity Markets Standards Board (FMSB) Adherence Statement

Statement of Commitment to the FX Global Code

Statement of Commitment to the Global Precious Metals Code JPMorgan Chase Bank, N.A. - London Branch

Statement of Commitment to the Global Precious Metals Code J.P. Morgan Securities plc

Statement of General Principles with respect to Allocations and Marketing of Securities

Generally Applicable Disclosures

TLS Secure Email Disclaimer

J.P. Morgan Legal Entity Identifiers (LEI)

Email and Instant Messaging Disclaimer

Telephone Recording Disclosure

Social Media Terms and Conditions

Usage Terms - Data and Content

Tax and Legal Advice Disclaimer

Important Risk Information for Structured Products

Global Financial Crimes Compliance

Global AML Program

Wolfsberg FCCQ

Global Sanctions Program

USA PATRIOT Act Certification

Economic Sanctions

Compliance with Iran Sanctions

By Regulation

Central Securities Depositories Regulation (CSDR)

Central Securities Depositories Regulation (CSDR) Participant Disclosure: J.P. Morgan Securities LLC

Central Securities Depositories Regulation (CSDR) Participant Disclosure: J.P. Morgan Securities plc

Central Securities Depositories Regulation (CSDR) Costs Disclosure: J.P. Morgan LLC and J.P. Morgan plc

Central Securities Depositories Regulation (CSDR) Costs Disclosure: JPMorgan Chase Bank, N.A., London Branch; J.P. Morgan AG; J.P. Morgan (Suisse) S.A.; J.P. Morgan Bank (Ireland) plc; J.P. Morgan Bank Luxembourg S.A.; and JPMorgan Chase Bank N.A.

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: JPMorgan Chase Bank N.A., London Branch

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: J.P. Morgan AG

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: J.P. Morgan (Suisse) S.A.

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: J.P. Morgan Bank (Ireland) plc

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: J.P. Morgan Bank Luxembourg S.A.

Central Securities Depositories Regulation (CSDR), Participant Disclosure Document: JPMorgan Chase Bank N.A.

Shareholder Rights Directive

Shareholder Rights Directive II - Securities Services Cost Disclosure

Employee Retirement Income Security Act (ERISA) and U.S. Department of Labor Fiduciary Rule

Notice to Clients of the Corporate & Investment Bank which are ERISA plans, plan fiduciaries or representatives, participants or beneficiaries, individualized retirement accounts (IRA) or IRA owners

ERISA – Cash Executions

408(b)(2) Disclosure for Investor Services Clients

European Union Benchmark Regulation (EU BMR)

Dynamic Platform Conflicts of Interest Disclosure

IOSCO and EU Benchmarks Regulation Supplemental Disclosure

Dynamic Platform Complaints Procedure

EU BMR Compliance Statement

European Market Infrastructure Regulation (EMIR) and Markets in Financial Instruments Regulation (MiFIR)

EMIR Clearing Member Disclosure (JPMorgan Chase Bank)

EMIR Clearing Member Disclosure (J.P. Morgan Securities LLC)

EMIR and MiFIR Clearing Member Disclosure (J.P. Morgan Securities plc)

EMIR and MiFIR Clearing Member Disclosure (J.P. Morgan AG)

EMIR and MiFIR Clearing Member Pricing Disclosure (J.P. Morgan Securities LLC, J.P. Morgan Securities plc and J.P. Morgan AG) – Cleared Derivatives

EMIR Clearing Member Pricing Disclosure (JPMorgan Chase Bank) – Securities Clearing

EMIR Clearing Member Pricing Disclosure (J.P. Morgan Securities plc) – Securities Clearing

EMIR: Intragroup Margin Requirement Exemptions

MiFIR Clearing Member Disclosure for MiFIR Indirect Clearing (J.P. Morgan Securities LLC)

Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standards (CRS) — Tax

J.P. Morgan Tax Self Certification Forms

MiFID II – Revised Markets in Financial Instruments Directive (MiFID) and Markets in Financial Instruments Regulation (MiFIR)

MiFID II – Top ten client questions and how we can help

Complaints

Conflicts of Interest

Costs and Charges

Execution Policy

Execution Venue Reporting

Inducements

Market Encumbrance

Pre-Trade Transparency

Product Governance

Product and Services Risk Disclosures

Payment Services Directive 2 (PSD2)

JPMorgan Chase Bank N.A., Paris Branch Payments Services Complaints Process

Securities Financing Transactions Regulation (SFTR)

Securities Financing Transactions Regulation (SFTR) Information Statement (English)

Securities Financing Transactions Regulation (SFTR) Information Statement (French)

Securities Financing Transactions Regulation (SFTR) Information Statement (German)

By Business

Corporate Treasury

Time Deposit Terms

Time Deposit Terms – JPMorgan Chase Bank, N.A., London branch

Time Deposit Terms – J.P. Morgan Securities plc

Money Market Transactions

Money Market Transactions – JPMorgan Chase Bank, N.A. Bangkok Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Ho Chi Minh City Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Manila Branch

Money Market Transactions – JPMorgan International Finance Ltd., Manila Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Seoul Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Tianjin Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Shanghai Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Beijing Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Guangzhou Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Chengdu Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Harbin Branch

Money Market Transactions – JPMorgan Chase Bank (China) Company Limited Suzhou Branch

Money Market Transactions – JPMorgan (South East Asia) Limited

Money Market Transactions – JPMorgan Chase Bank, N.A. Singapore Branch

Money Market Transactions – JPMorgan Securities Asia (PTE) Limited

Money Market Transactions – JPMorgan Chase Bank, N.A. Sydney Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. New Zealand Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Mumbai Branch

Money Market Transactions – JPMorgan Securities India

Money Market Transactions – JPMorgan Chase Bank, N.A. Taipei Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Tokyo Branch

Money Market Transactions – JPMorgan Securities Japan

Money Market Transactions – JPMorgan Chase Bank, N.A. Labuan Branch

Money Market Transactions – JPMorgan Chase Bank Berhad Branch

Money Market Transactions – JPMorgan Chase Bank, N.A. Hong Kong Branch

Money Market Transactions – JPMorgan Securities (Asia Pacific) Limited

Money Market Transactions – JPMorgan Chase Bank, N.A. Jakarta Branch

By Legal Entity

J.P. Morgan Securities LLC

CFTC Rule 1.55 Risk Disclosure Statement

CFTC Rule 1.55(k) and 1.55(o): FCM-Specific Disclosure Document

J.P. Morgan Securities LLC (“JPMS”) Regulatory Disclosures – Cash Equities

J.P. Morgan Securities LLC (“JPMS”) Regulatory Disclosures – Fixed Income

Rule 5320 – Prohibition Against Trading Ahead of Customer Orders

Rule 5270 – Prohibition on Front Running Customer Block Transactions

Disclosure to Clients for Compliance with FINRA Rule 4370

JPMS Large Trader LTID Disclosure Form

Disclosure of SEC Required Order Execution Information

SEC Rule 605 Disclosure

J.P. Morgan Securities Inc. Name Change to J.P. Morgan Securities LLC

Institutional Brokerage business of JPMS ERISA Section 408(b)(2) Disclosure

U.S. Corporate & Investment Bank Privacy Notice

Important Notice Regarding Callable Securities

Client Statement Disclosure for Futures and Foreign Equity Options

J.P. Morgan Bank Luxembourg S.A.

Complaints Handling Process – Luxembourg S.A.

By Region

Asia Pacific Disclosures

APAC Legal Entity Information – Incorporation Details & Regulatory Status Disclosures

Asian Transaction Disclosures (Trading Asian Markets using Electronic Connectivity)

China: China Connect Terms and Disclosures

China: China ST Stocks Risk Disclosure Statement

Japan: J.P. Morgan Securities LLC (Gentan)

Hong Kong: J.P. Morgan Securities (Asia Pacific) Limited - CG-1 Disclosures

Hong Kong: Order Handling Policy and Best Execution Arrangement of JPMHK

Hong Kong: Complaint Handling Procedure

Hong Kong: Automated Trading Services

Hong Kong: Short Sales on the Hong Kong Stock Exchange

Hong Kong: Hong Kong Electronic Trading Rules – Sub-Delegation of Direct Market Access

Hong Kong: JPM-X Guidelines

Disclosure obligation under Hong Kong Takeover Code

Singapore: Direct Market Access

Singapore: Singapore Investor Handbook

Australia & New Zealand Disclosures

North America Disclosures

Notice to Canadian clients – Reliance on International Dealer Exemption

J.P. Morgan Commodities Canada Corporation Application for Electricity Wholesaler Licence: OEB File No. EB-2013-0293

Material Safety Data Sheets for products issued by J.P. Morgan Ventures Energy Corporation

FERC Information

U.S. Corporate & Investment Bank Privacy Notice

EMEA Disclosures

EMEA Legal Entity Information – Incorporation Details & Regulatory Status Disclosures

EU e-Commerce Directive

Governance

Terms of Business

Russia: Short sales on the Russian Stock Exchanges

United Kingdom

France

2019 France Professional Equality Index for Men and Women

Learn more

Further regulatory and financial information relating to JPMorgan Chase & Co. can be found in Investor Relations. For additional country-specific regulatory information, please Select another country.

_{J.P. Morgan is a marketing name for businesses of JPMorgan Chase & Co. and its subsidiaries and affiliates worldwide.}

_{You can view and print pdf files while you are online using Adobe® Reader® software. If you do not have that software, you may download it for free at the Adobe site now.}