We no longer support this browser. Using a supported browser will provide a better experience.

Please update your browser.

Close browser message
generic image

Marcus Swaim

Senior Client Associate

Marcus Swaim


805.892.4516

marcus.swaim@jpmorgan.com

1302 State Street, Suite 2A
Santa Barbara, CA 93101

About Marcus

Marcus Swaim is a Senior Client Associate with J.P. Morgan Wealth Management. His primary role is to provide sales support to David Catalfimo and his team. He is the general gatekeeper of the Santa Barbara office, and is responsible for trading, back-office and administrative support.

Marcus has always been fascinated by the financial markets. He especially enjoys working with the firm’s trading desks and various transaction platforms, trying to ensure the best trade executions possible. He prides himself on providing clients full service in a timely and thorough manner.

Marcus began his financial services career in 1998 at Ameritrade in Omaha, Nebraska, where he worked on the equity and fixed income trading desks. He joined J.P. Morgan's predecessor firm Bear Stearns Private Client Services in 2004.

Marcus received a degree in Business Administration, with a focus in Finance, from the University of Nebraska—Lincoln. He holds Series 7 and 63 licenses. Originally from Littleton, Colorado, he and his wife now live in Santa Barbara with their two sons. In his free time, Marcus enjoys golf, coaching t-ball and spending time with his family.

 

Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck

To learn more about J. P. Morgan’s investment business, including our accounts, products and services, as well as our relationship with you, please review our  J.P. Morgan Securities LLC Form CRS and  Guide to Investment Services and Brokerage Products.

This website is for informational purposes only, and not an offer, recommendation or solicitation of any product, strategy service or transaction. Any views, strategies or products discussed on this site may not be appropriate or suitable for all individuals and are subject to risks. Prior to making any investment or financial decisions, an investor should seek individualized advice from a personal financial, legal, tax and other professional advisors that take into account all of the particular facts and circumstances of an investor's own situation. 

This website provides information about the brokerage and investment advisory services provided by J.P. Morgan Securities LLC (JPMS). When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

INVESTMENT AND INSURANCE PRODUCTS ARE: • NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES • SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED

Equal Housing Opportunity logo

J.P. Morgan Chase Bank N.A., Member FDIC. Not a commitment to lend. All extensions of credit are subject to credit approval.

Investments in alternative investment strategies is speculative, often involves a greater degree of risk than traditional investments including limited liquidity and limited transparency, among other factors and should only be considered by sophisticated investors with the financial capability to accept the loss of all or part of the assets devoted to such strategies.

Borrowing with securities as collateral involves certain risks, including the possibility that you may need to deposit additional securities and/or cash in the account to meet a maintenance call, and that securities in the account may be sold to meet the maintenance call.  Proper management of your account and a thorough understanding of the conditions that may affect your investments will assist you in effectively using the margin lending program.​

J.P. Morgan Wealth Management is a business of JPMorgan Chase & Co., which offers investment products and services through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. Certain custody and other services are provided by JPMorgan Chase Bank, N.A. (JPMCB). JPMS, CIA and JPMCB are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

Please read additional Important Information in conjunction with these pages.