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The Carroll Group

The Carroll Group

We provide comprehensive wealth and portfolio management strategies for high-net-worth individuals, families, business owners, and professional athletes. With over two decades of financial experience, we have a deep understanding of the complexity of our clients’ lives and construct tailored investment portfolios to help pursue their sophisticated goals.


 

212.622.7006

1735 Market Street, Floor 31

Philadelphia, PA 19103



Welcome

As certified financial planners, we place emphasis on risk management and employ an active investment management style that incorporates both sides of your balance sheet. We strive to identify investment opportunities that align with your risk parameters and expected returns.

Our goals-based process is aimed at asset preservation, accumulation and appreciation. This client-driven approach is drawn from our first-hand experiences and the resources and intellectual capital of J.P. Morgan, one of the largest and most respected firms in the world. We welcome the opportunity to help plan for your financial future and be a partner in your success.

Investment Approach

Goals- Based Approach

Our investment philosophy encompasses long-term strategies aimed at asset preservation, accumulation, and appreciation. Our goals-based process is focused on financial expectations, short-term objectives and longer-term plans. Emphasis is placed on understanding risk tolerance, time horizons and liquidity needs. Once risk parameters are identified, we employ an active investment management program that incorporates both sides of the balance sheet and all asset classes.

ACCESS POINT TO J.P MORGAN’S CAPABILITIES

Our team provides direct access to the full resources of J.P. Morgan—the extensive research and intellectual capital available via the global financial reach of the firm. Through boutique-level service and client-centric capabilities, we attend to differentiated needs and objectives in a truly tailored manner. We may also consult with your other professional advisors, including your accountant, attorney and/or business managers, to ensure that your investment plan works well within your overall wealth management plans.

  • Financial Planning
  • Investment Strategies
  • Portfolio Development
  • Tax-advantaged Investments
  • Payroll Lending Options
  • Business Succession Considerations
  • Banking, Lending, Mortgages and Credit
  • Retirement Planning
  • Trust and Estate Services
  • Generational Wealth Transfer
  • Charitable Giving

COMPREHENSIVE WEALTH PLANNING

As a CERTIFIED FINANCIAL PLANNERTM, Chris Carroll analyzes assets as well as liabilities to see how they may be better managed. These inputs form the foundation of investment plans and tailored asset allocations that we develop to align with your risk profile and desired returns. Choosing from an array of vehicles, classes and third party managers, we diversify into all major equity and fixed-income categories and select the most appropriate strategies for our clients. At times, we may be tactically-focused to capitalize on shorter-term market movements.

ONGOING REVIEW AND MANAGEMENT

Just as economic and market conditions evolve, your goals and needs may transform as well and merit review and evaluation. Continuous portfolio evaluation allows us to rebalance allocations and remain flexible.

Meet Our Team

Click a profile to learn more about each member

Christopher Carroll

Managing Director


212.622.7006

christopher.s.carroll@jpmorgan.com

1735 Market Street, Floor 31
Philadelphia, PA 19103

Matthew Carroll

Wealth Advisor


215.864.5864

matthew.c.carroll@jpmorgan.com

1735 Market Street, Floor 31
Philadelphia, PA 19103

Marne Altbaum 

Client Associate


215.864.5865

marne.altbaum@jpmorgan.com

1735 Market Street, Floor 31
Philadelphia, PA 19103

 

Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck

To learn more about J. P. Morgan’s investment business, including our accounts, products and services, as well as our relationship with you, please review our  J.P. Morgan Securities LLC Form CRS and  Guide to Investment Services and Brokerage Products.

This website is for informational purposes only, and not an offer, recommendation or solicitation of any product, strategy service or transaction. Any views, strategies or products discussed on this site may not be appropriate or suitable for all individuals and are subject to risks. Prior to making any investment or financial decisions, an investor should seek individualized advice from a personal financial, legal, tax and other professional advisors that take into account all of the particular facts and circumstances of an investor's own situation. 

This website provides information about the brokerage and investment advisory services provided by J.P. Morgan Securities LLC (JPMS). When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

INVESTMENT AND INSURANCE PRODUCTS ARE: • NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES • SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED

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J.P. Morgan Chase Bank N.A., Member FDIC. Not a commitment to lend. All extensions of credit are subject to credit approval.

Investments in alternative investment strategies is speculative, often involves a greater degree of risk than traditional investments including limited liquidity and limited transparency, among other factors and should only be considered by sophisticated investors with the financial capability to accept the loss of all or part of the assets devoted to such strategies.

Borrowing with securities as collateral involves certain risks, including the possibility that you may need to deposit additional securities and/or cash in the account to meet a maintenance call, and that securities in the account may be sold to meet the maintenance call.  Proper management of your account and a thorough understanding of the conditions that may affect your investments will assist you in effectively using the margin lending program.​

J.P. Morgan Wealth Management is a business of JPMorgan Chase & Co., which offers investment products and services through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. Certain custody and other services are provided by JPMorgan Chase Bank, N.A. (JPMCB). JPMS, CIA and JPMCB are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

Please read additional Important Information in conjunction with these pages.