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Stephan Rothe, CPWA®, CIMA®, CFP®

Stephan Rothe, CPWA®, CIMA®, CFP®

I use a planning approach to holistically integrate the many aspects of your financial picture. Whether you seek asset management, income generation, tax minimization, generational transfer or other long-term strategies, my goal remains the same—to provide a customized and attentive wealth management experience.

973.793.5362

225 South Street
Morristown, NJ 07960

Welcome

I serve the wealth management needs of a diverse range of clients, including affluent individuals, families, retirees, professionals and the emerging generation. Drawing on my strong background in strategic planning, I evaluate the impact of individual financial decisions and integrate them into a single, cohesive approach—trust & estate, lending, retirement and more.

An Emphasis on Customer Service

I limit my practice to a small number of clients so I can tailor wealth management strategies to each individual’s specific needs. I work diligently to earn your trust and bring a genuine concern for your financial well-being. Detail oriented by nature, I pay attention to the efficient organization and titling of all assets. I especially enjoy preparing younger generations for the responsibilities of wealth.

Discretionary Portfolio Management

As a member of J.P. Morgan Wealth Management’ Portfolio Manager Program, I am one of a select group of advisors who manage client assets on a discretionary basis. To qualify for this distinction, I have undergone a rigorous screening process and am subject to ongoing quantitative and qualitative reviews to assess my investment strategies.

Investment Approach

A Rigorous Process

I employ an in-depth discovery process that considers both sides of the balance sheet to gain an understanding of your risk parameters, time horizons and the financial objectives that are most important to you. Detailed analysis of these inputs enables me to balance the full complement of your wealth management needs. I work hard to develop active and passive investment strategies designed to grow alongside you and your family.

Experienced Handling of Multiple Asset Classes

I have found that one of the most important factors in portfolio management is an intrinsic understanding of the global markets and a familiarity with the range of investment vehicles available. Among the instruments that I typically employ are ETFs, mutual funds, and individual stocks and bonds. I may use third-party managers where appropriate for tactical flexibility and sector-specific experience.

My objective is to create highly customized portfolios that strive to protect the downside while providing exposure at the appropriate level of risk. I draw from the investment insights of J.P. Morgan’s award-winning research1 team to inform these strategies.

A Focus on Tax Efficiency

I embrace an informed methodology that reflects modern investment ideas. Asset allocations often target tax-advantaged approaches that are sustainable for the near and long term. I am actively involved in the entire process, immersing myself in research, trading, portfolio implementation and ongoing review.

Backed by an Industry Leader

I am pleased to provide direct access to the full resources of J.P. Morgan on your behalf—the extensive research and a world-class suite of products and services available through the global financial capabilities of the firm. You will benefit from the fiscal strength and stability of our fortress balance sheet to help safeguard your assets in all economic conditions.

CIMA® and Certified Investment Management Analyst® are registered trademarks owned by the Investments & Wealth Institute™

CPWA® and Certified Private Wealth Advisor® are registered trademarks owned by the Investments & Wealth Institute™

CFP® and CERTIFIED FINANCIAL PLANNER™ are registered trademarks owned by CERTIFIED FINANCIAL PLANNER Board of Standards, Inc.

 

Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck

To learn more about J. P. Morgan’s investment business, including our accounts, products and services, as well as our relationship with you, please review our  J.P. Morgan Securities LLC Form CRS and  Guide to Investment Services and Brokerage Products.

This website is for informational purposes only, and not an offer, recommendation or solicitation of any product, strategy service or transaction. Any views, strategies or products discussed on this site may not be appropriate or suitable for all individuals and are subject to risks. Prior to making any investment or financial decisions, an investor should seek individualized advice from a personal financial, legal, tax and other professional advisors that take into account all of the particular facts and circumstances of an investor's own situation. 

This website provides information about the brokerage and investment advisory services provided by J.P. Morgan Securities LLC (JPMS). When JPMS acts as a broker-dealer, a client's relationship with us and our duties to the client will be different in some important ways than a client's relationship with us and our duties to the client when we are acting as an investment advisor. A client should carefully read the agreements and disclosures received (including our Form ADV disclosure brochure, if and when applicable) in connection with our provision of services for important information about the capacity in which we will be acting.

INVESTMENT AND INSURANCE PRODUCTS ARE: • NOT FDIC INSURED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY • NOT A DEPOSIT OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK, N.A. OR ANY OF ITS AFFILIATES • SUBJECT TO INVESTMENT RISKS, INCLUDING POSSIBLE LOSS OF THE PRINCIPAL AMOUNT INVESTED

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J.P. Morgan Chase Bank N.A., Member FDIC. Not a commitment to lend. All extensions of credit are subject to credit approval.

Investments in alternative investment strategies is speculative, often involves a greater degree of risk than traditional investments including limited liquidity and limited transparency, among other factors and should only be considered by sophisticated investors with the financial capability to accept the loss of all or part of the assets devoted to such strategies.

Borrowing with securities as collateral involves certain risks, including the possibility that you may need to deposit additional securities and/or cash in the account to meet a maintenance call, and that securities in the account may be sold to meet the maintenance call.  Proper management of your account and a thorough understanding of the conditions that may affect your investments will assist you in effectively using the margin lending program.​

J.P. Morgan Wealth Management is a business of JPMorgan Chase & Co., which offers investment products and services through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. Certain custody and other services are provided by JPMorgan Chase Bank, N.A. (JPMCB). JPMS, CIA and JPMCB are affiliated companies under the common control of JPMorgan Chase & Co. Products not available in all states.

Please read additional Important Information in conjunction with these pages.