J.P. Morgan | Regulatory Resources

Date	Title	Topic
Apr 4, 2013	Regulatory Alert 191
Mar 22, 2013	Regulatory Alert 190
Mar 8, 2013	Regulatory Alert 189
Feb 22, 2013	Regulatory Alert 188
Feb 8, 2013	DR Advisor Alert The NYSE submitted to the Securities & Exchange Commission (SEC) a revised rule change proposal to address proxy distribution fees.	Depositary Receipts
Feb 8, 2013	Regulatory Alert 187
Jan 25, 2013	Regulatory Alert 186
Jan 1, 2013	Regulatory Alert 185
Nov 30, 2012	Regulatory Alert 183
Nov 16, 2012	Regulatory Alert 182
Nov 15, 2012	Treasurer's Report, November 2012 We are pleased to present our financial reporting retrospective covering recent financial reporting cycles. As in previous editions, we endeavor to provide insight and observations into financial reporting issues impacting our clients. We believe that all of this information is worth sharing with you and welcome your comments and questions.
Nov 13, 2012	Regulatory Alert 184
Nov 6, 2012	Regulatory Alert 181
Oct 19, 2012	Regulatory Alert 180
Oct 8, 2012	DR Advisor Alert	Depositary Receipts
Oct 1, 2012	DR Advisor Alert	Depositary Receipts
Sep 20, 2012	Regulatory Alert 179
Sep 20, 2012	Regulatory Alert 178
Sep 6, 2012	Regulatory Alert 177
Aug 30, 2012	Regulatory Alert 176
Aug 18, 2012	Regulatory Alert 175
Jul 18, 2012	Regulatory Alert 174
Jun 29, 2012	Regulatory Alert 173
Jun 21, 2012	A Focus on Execution Earlier this year, the private sector task force sponsored by the NY Federal Reserve Bank and charged with substantial reform in the U.S. Tri-Party Repo Markets was disbanded - an act that was widely covered in the media. J.P. Morgan's Mark Trivedi, who is close to the action as the co-chair of the Operational Arrangements Working Group, provides an insider's point of view plus a preview of upcoming milestones on J.P. Morgan's road to reform.	Tri-Party Repo Reform
Jun 7, 2012	Regulatory Alert 172
May 22, 2012	Regulatory Alert 171
May 14, 2012	Treasurer's Report, May 2012 We are pleased to present our financial reporting retrospective covering recent financial reporting cycles including this past March 31 cycle. As in previous editions, we endeavor to provide insight and observations into financial reporting issues impacting our clients. We believe that all of this information is worth sharing with you and welcome your comments and questions.
Apr 9, 2012	Regulatory Alert 170
Jan 23, 2012	Regulatory Alert 169
Dec 12, 2011	DR Advisor Alert	Depositary Receipts
Dec 6, 2011	Regulatory Alert 168
Dec 6, 2011	Regulatory Alert 167
Nov 21, 2011	MiFID 2 Review MiFID 2 includes new rules on transparency and extending the scope of pre- and post-trade data to be made public.	MiFID
Sep 22, 2011	OTC Derivatives Regulatory Update On September 15, 2010, the European Commission published two legislative proposals that will influence the future direction of OTC derivatives markets.	Derivatives
Jul 10, 2011	Client Advisory Update: The Alternative Investment Fund Managers Directive (AIFMD) This note sets out a summary of some of the key provisions of the text agreed by the European Council on October 27, 2010.	AIFM
Jul 8, 2011	Regulatory Alert 164
Jun 17, 2011	Regulatory Alert 163
Apr 26, 2011	New Challenges, New Solutions: Investment Trust Companies An overview of the additional protections afforded to investors and the impact on the operating model for investment companies as a result of this change in the UK.	AIFMD
Mar 31, 2011	Europe, Middle East & Africa Regulatory Developments: A Review of 2010 and Key Milestones for 2011	Institutional Investors
Mar 10, 2011	J.P. Morgan’s Response to GASB Statement No. 53, Accounting and Financial Reporting for Derivative Instruments This memorandum describes J.P. Morgan’s response and methodology regarding GASB Statement No. 53, Accounting and Financial Reporting for Derivative Instruments.	GASB 53
Feb 14, 2011	J.P. Morgan’s Response to FASB ASC Topic 820, Fair Value Measurements and Disclosures — for Fund Accounting Clients This memorandum describes J.P. Morgan’s response and methodology regarding FASB ASCTopic 820, Fair Value Measurements and Disclosures.	FASB ASC 820 / Fund Accounting
Feb 10, 2011	J.P. Morgan’s Response to FASB Statement This memorandum describes J.P. Morgan’s response and methodology regarding FASB Statement No. 161 (FAS 161), Disclosures About Derivative Instruments and Hedging Activities (ASC Topic 815).	FAS 161
Jan 14, 2011	UCITS V is coming soon with a focus on depositaries and remuneration As expected, the EU Commission has launched a consultation as a pre-cursor to Undertaking for Collective Investment in Transferable Securities (UCITS) V legislative proposals to be tabled in Spring 2011.	UCITS V
Jun 1, 2010	UCITS 4 – The Reality of Execution UCITS 4 is a real opportunity for fund groups in Europe to re-consider their business model and strategy. The original UCITS Directive has achieved great things during the 25 years since implementation.	UCITS IV

Apr 4, 2013

Regulatory Alert 191

Mar 22, 2013

Regulatory Alert 190

Mar 8, 2013

Regulatory Alert 189

Feb 22, 2013

Regulatory Alert 188

Feb 8, 2013

DR Advisor Alert

The NYSE submitted to the Securities & Exchange Commission (SEC) a revised rule change proposal to address proxy distribution fees.

Depositary Receipts

Feb 8, 2013

Regulatory Alert 187

Jan 25, 2013

Regulatory Alert 186

Jan 1, 2013

Regulatory Alert 185

Nov 30, 2012

Regulatory Alert 183

Nov 16, 2012

Regulatory Alert 182

Nov 15, 2012

Treasurer's Report, November 2012

We are pleased to present our financial reporting retrospective covering recent financial reporting cycles. As in previous editions, we endeavor to provide insight and observations into financial reporting issues impacting our clients. We believe that all of this information is worth sharing with you and welcome your comments and questions.

Nov 13, 2012

Regulatory Alert 184

Nov 6, 2012

Regulatory Alert 181

Oct 19, 2012

Regulatory Alert 180

Oct 8, 2012

DR Advisor Alert

Depositary Receipts

Oct 1, 2012

DR Advisor Alert

Depositary Receipts

Sep 20, 2012

Regulatory Alert 179

Sep 20, 2012

Regulatory Alert 178

Sep 6, 2012

Regulatory Alert 177

Aug 30, 2012

Regulatory Alert 176

Aug 18, 2012

Regulatory Alert 175

Jul 18, 2012

Regulatory Alert 174

Jun 29, 2012

Regulatory Alert 173

Jun 21, 2012

A Focus on Execution

Earlier this year, the private sector task force sponsored by the NY Federal Reserve Bank and charged with substantial reform in the U.S. Tri-Party Repo Markets was disbanded - an act that was widely covered in the media. J.P. Morgan's Mark Trivedi, who is close to the action as the co-chair of the Operational Arrangements Working Group, provides an insider's point of view plus a preview of upcoming milestones on J.P. Morgan's road to reform.

Tri-Party Repo Reform

Jun 7, 2012

Regulatory Alert 172

May 22, 2012

Regulatory Alert 171

May 14, 2012

Treasurer's Report, May 2012

We are pleased to present our financial reporting retrospective covering recent financial reporting cycles including this past March 31 cycle. As in previous editions, we endeavor to provide insight and observations into financial reporting issues impacting our clients. We believe that all of this information is worth sharing with you and welcome your comments and questions.

Apr 9, 2012

Regulatory Alert 170

Jan 23, 2012

Regulatory Alert 169

Dec 12, 2011

DR Advisor Alert

Depositary Receipts

Dec 6, 2011

Regulatory Alert 168

Dec 6, 2011

Regulatory Alert 167

Nov 21, 2011

MiFID 2 Review

MiFID 2 includes new rules on transparency and extending the scope of pre- and post-trade data to be made public.

MiFID

Sep 22, 2011

OTC Derivatives Regulatory Update

On September 15, 2010, the European Commission published two legislative proposals that will influence the future direction of OTC derivatives markets.

Derivatives

Jul 10, 2011

Client Advisory Update: The Alternative Investment Fund Managers Directive (AIFMD)

This note sets out a summary of some of the key provisions of the text agreed by the European Council on October 27, 2010.

AIFM

Jul 8, 2011

Regulatory Alert 164

Jun 17, 2011

Regulatory Alert 163

Apr 26, 2011

New Challenges, New Solutions: Investment Trust Companies

An overview of the additional protections afforded to investors and the impact on the operating model for investment companies as a result of this change in the UK.

AIFMD

Mar 31, 2011

Europe, Middle East & Africa Regulatory Developments: A Review of 2010 and Key Milestones for 2011

Institutional Investors

Mar 10, 2011

J.P. Morgan’s Response to GASB Statement No. 53, Accounting and Financial Reporting for Derivative Instruments

This memorandum describes J.P. Morgan’s response and methodology regarding GASB Statement No. 53, Accounting and Financial Reporting for Derivative Instruments.

GASB 53

Feb 14, 2011

J.P. Morgan’s Response to FASB ASC Topic 820, Fair Value Measurements and Disclosures — for Fund Accounting Clients

This memorandum describes J.P. Morgan’s response and methodology regarding FASB ASCTopic 820, Fair Value Measurements and Disclosures.

FASB ASC 820 / Fund Accounting

Feb 10, 2011

J.P. Morgan’s Response to FASB Statement

This memorandum describes J.P. Morgan’s response and methodology regarding FASB Statement No. 161 (FAS 161), Disclosures About Derivative Instruments and Hedging Activities (ASC Topic 815).

FAS 161

Jan 14, 2011

UCITS V is coming soon with a focus on depositaries and remuneration

As expected, the EU Commission has launched a consultation as a pre-cursor to Undertaking for Collective Investment in Transferable Securities (UCITS) V legislative proposals to be tabled in Spring 2011.

UCITS V

Jun 1, 2010

UCITS 4 – The Reality of Execution

UCITS 4 is a real opportunity for fund groups in Europe to re-consider their business model and strategy. The original UCITS Directive has achieved great things during the 25 years since implementation.

UCITS IV