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Regulatory Resources

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Date	Title	Topic
May 22, 2012	Regulatory Alert 171
May 14, 2012	Treasurer's Report, May 2012  We are pleased to present our financial reporting retrospective covering recent financial reporting cycles including this past March 31 cycle. As in previous editions, we endeavor to provide insight and observations into financial reporting issues impacting our clients. We believe that all of this information is worth sharing with you and welcome your comments and questions.
Apr 9, 2012	Regulatory Alert 170
Jan 23, 2012	Regulatory Alert 169
Dec 12, 2011	DR Advisor Alert	Depositary Receipts
Dec 6, 2011	Regulatory Alert 168
Dec 6, 2011	Regulatory Alert 167
Nov 21, 2011	MiFID 2 Review  MiFID 2 includes new rules on transparency and extending the scope of pre- and post-trade data to be made public.	MiFID
Sep 22, 2011	OTC Derivatives Regulatory Update  On September 15, 2010, the European Commission published two legislative proposals that will influence the future direction of OTC derivatives markets.	Derivatives
Jul 10, 2011	Client Advisory Update: The Alternative Investment Fund Managers Directive (AIFMD)  This note sets out a summary of some of the key provisions of the text agreed by the European Council on October 27, 2010.	AIFM
Jul 8, 2011	Regulatory Alert 164
Jun 17, 2011	Regulatory Alert 163
Apr 26, 2011	New Challenges, New Solutions: Investment Trust Companies  An overview of the additional protections afforded to investors and the impact on the operating model for investment companies as a result of this change in the UK.	AIFMD
Mar 31, 2011	Europe, Middle East & Africa Regulatory Developments: A Review of 2010 and Key Milestones for 2011	Institutional Investors
Mar 10, 2011	J.P. Morgan’s Response to GASB Statement No. 53, Accounting and Financial Reporting for Derivative Instruments  This memorandum describes J.P. Morgan’s response and methodology regarding GASB Statement No. 53, Accounting and Financial Reporting for Derivative Instruments.	GASB 53
Feb 14, 2011	J.P. Morgan’s Response to FASB ASC Topic 820, Fair Value Measurements and Disclosures — for Fund Accounting Clients  This memorandum describes J.P. Morgan’s response and methodology regarding FASB ASCTopic 820, Fair Value Measurements and Disclosures.	FASB ASC 820 / Fund Accounting
Feb 10, 2011	J.P. Morgan’s Response to FASB Statement  This memorandum describes J.P. Morgan’s response and methodology regarding FASB Statement No. 161 (FAS 161), Disclosures About Derivative Instruments and Hedging Activities (ASC Topic 815).	FAS 161
Jan 14, 2011	UCITS V is coming soon with a focus on depositaries and remuneration  As expected, the EU Commission has launched a consultation as a pre-cursor to Undertaking for Collective Investment in Transferable Securities (UCITS) V legislative proposals to be tabled in Spring 2011.	UCITS V
Jun 1, 2010	UCITS 4 – The Reality of Execution  UCITS 4 is a real opportunity for fund groups in Europe to re-consider their business model and strategy. The original UCITS Directive has achieved great things during the 25 years since implementation.	UCITS IV